Tasks: Control Assessments and
Tests 
Task Group Assessment of Control Design and Efficiency
Task |
Description |
Role Level |
Restricted to One Role |
Processing by One Work Item Recipient Suffices |
Web Application Called |
Perform Control Design Assessment (PERF-CDASS) |
Enter result of control design assessment in system, reporting issues where necessary (see Assessment of Control Design and Efficiency) |
Process Step |
X |
|
Control Design Assessment |
Display Control Design Assessment (DISP-CDASS) |
Display result of control design assessment |
Process Step |
|
|
Control Design Assessment |
Validate Control Design Assessment (VALI-CDASS) |
When validation activated, check result of control design assessment and confirm or send back |
Process |
|
X |
Control Design Assessment |
Perform Control Efficiency Assessment (PERF-CEASS) |
Enter result of control efficiency assessment, reporting issues where necessary |
Process Step |
X |
|
Control Efficiency Assessment |
Display Control Efficiency Assessment (DISP-CEASS) |
Display result of control efficiency assessment |
Process Step |
|
|
Control Efficiency Assessment |
Validate Control Efficiency Assessment (VALI-CEASS) |
When validation activated, check result of control efficiency assessment and confirm or send back |
Process |
|
X |
Control Efficiency Assessment |
Task Group Process Design Assessment
Task |
Description |
Role Level |
Restricted to One Role |
Processing by One Work Item Recipient Suffices |
Web Application Called |
Perform Process Design Assessment (PERF-PDASS) |
Enter result of process design assessment in system, reporting issues where necessary (see Process Design Assessment) |
Process |
X |
|
Process Design Assessment |
Display Process Design Assessment (DISP-PDASS) |
Display result of process design assessment |
Process |
|
|
Process Design Assessment |
Validate Process Design Assessment (VALI-PDASS) |
When validation activated, check result of process design assessment and confirm or send back |
Process Group |
|
X |
Process Design Assessment |
Task Group Test Effectiveness of a Control
Task |
Description |
Role Level |
Restricted to One Role |
Processing by One Work Item Recipient Suffices |
Web Application Called |
Mass Assignment of Testers to Controls (ASGN-MT2CN) |
Assign testers centrally for all controls of an org unit or process group |
Process Group |
|
|
Mass Tester Assignment Controls/Management Controls |
Assign Tester (ASGN-TSTER) |
Assign persons for testing control effectiveness (see Test of Control Effectiveness) |
Process |
X |
|
Tester Assignment |
Display Notification (DISP-NOTE) |
Notifications from an external system (using XI interface) in which (semi-)automated tests are performed |
No role level because task cannot be assigned to any role |
|
|
Notifications |
Test Control Effectiveness (PERF-TEST) |
Test control effectiveness; may be performed by all persons who were assigned as testers |
No role level because task cannot be assigned to any role |
|
|
Testing Control Effectiveness |
Display Test Results (DISP-TSTRE) |
Display test logs for effectiveness test of a control |
Process Step |
|
|
Testing Control Effectiveness |
Receive Issues from Effectiveness Test (RECE-EFISO) |
Predefined processor of issues reported during control effectiveness test; can be overwritten by person who reported issue |
Process |
X |
|
|
Validate Test Control Effectiveness (VALI-TEST) |
When validation activated, check result of test of control effectiveness and confirm or send back |
Process |
|
X |
Testing Control Effectiveness |